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Solo Brands, Inc. — Director's Dealing 2022
Nov 22, 2022
34868_dirs_2022-11-21_e0607552-0440-4b14-83bc-e3ab45ca3cb4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Solo Brands, Inc. (DTC)
CIK: 0001870600
Period of Report: 2022-11-21
Reporting Person: Webb Matthew Scott (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-21 | Class A Common Stock | M | 4412 | — | Acquired | 4412 | Direct |
| 2022-11-21 | Class A Common Stock | F | 1074 | $4.39 | Disposed | 3338 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-21 | Restricted Stock Unit | $ | M | 4412 | Disposed | Class A Common Stock (4412.0) | Direct |
Footnotes
F1: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
F2: Each RSU represents a contingent right to receive one share of Class A Common Stock.
F3: Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.
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