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SOLIGENIX, INC. — Director's Dealing 2013
Sep 27, 2013
35119_dirs_2013-09-27_76c84667-3faf-4c81-9e47-b9bb75cd0d94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOLIGENIX, INC. (SNGX)
CIK: 0000812796
Period of Report: 2013-09-25
Reporting Person: Warusz Joseph Michael (VP of Finance & Acting CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-25 | Stock Option (Right to Buy) | $0.68 | A | 55000 | Acquired | 2022-12-04 | Common Stock (55000) | Direct |
Footnotes
F1: The Issuer granted the stock option on December 5, 2012 (the "Grant Date"), subject to stockholder approval of an amendment to increase in the number of shares available for issuance the Company's 2005 Equity Incentive Plan (the "2005 Plan") under which the stock option was granted. The Issuer's stockholders approved the amendment to the 2005 Plan on September 25, 2013. The stock option vests immediately as to 13,750 shares and vests as at a rate of 3,438 shares on each three (3) month anniversary of the Grant Date.