AI assistant
SOLIGENIX, INC. — Director's Dealing 2010
Aug 20, 2010
35119_dirs_2010-08-20_b43af09c-ef1c-4263-a808-5339bb011ffe.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOLIGENIX, INC. (SNGX)
CIK: 0000812796
Period of Report: 2010-08-18
Reporting Person: BAM Management LLC (10% Owner)
Reporting Person: Berman Ross (10% Owner)
Reporting Person: Mintz Hal (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-18 | Common Stock | P | 160000 | $.24 | Disposed | 21766092 | Indirect |
| 2010-08-18 | Common Stock | S | 192314 | $.24 | Disposed | 21573778 | Indirect |
Footnotes
F1: The price reported is a weighted average.
F2: The reported securities are held by investment funds for which BAM Management, LLC serves as investment manager. Mr. Hal Mintz and Mr. Ross Berman serve as managing members of BAM Management, LLC. In their respective capacities, each of BAM Management, LLC, Mr. Hal Mintz and Mr. Ross Berman may be deemed to beneficially own the reported securities.
F3: Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.