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Solid Power, Inc. Director's Dealing 2024

Mar 26, 2024

32430_dirs_2024-03-26_ab5600b7-6123-4fbf-a670-b0de45e5db92.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Solid Power, Inc. (SLDP)
CIK: 0001844862
Period of Report: 2024-03-22

Reporting Person: Paprzycki Kevin A. (CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-22 Common Stock A 492096 Acquired 752665 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-03-22 Stock Option (Right to Buy) $1.56 A 931871 Acquired 2034-03-22 Common Stock (931871) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 22, 2025, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

F2: The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 22, 2025, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.