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Solid Power, Inc. — Director's Dealing 2023
May 12, 2023
32430_dirs_2023-05-12_1f925be8-a883-4717-ac15-0ab5cc3665c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Solid Power, Inc. (SLDP)
CIK: 0001844862
Period of Report: 2023-05-11
Reporting Person: ANDERSON ERIK J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-11 | Common Stock | J | 312958 | $0.00 | Disposed | 695801 | Indirect |
Footnotes
F1: Pro rata distribution without consideration by WRG DCRC Investors, LLC ("WRG DCRC Investors") to its members ("In-Kind Distribution").
F2: Represents 1,901 shares owned directly by WRG DCRC, LLC ("WRG DCRC"), 187,617 shares owned directly by WestRiver Management, LLC ("WestRiver Management") and 506,283 shares owned directly by WRG INV41, LLC ("WRG INV41") after giving effect to the In-Kind Distribution. WestRiver Management is the sole managing member of WRG DCRC and WRG INV41. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, WRG DCRC and WRG INV41, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.