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Solid Power, Inc. Director's Dealing 2023

May 26, 2023

32430_dirs_2023-05-26_73010f5a-760e-482b-9b99-fddcd51bc39e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Solid Power, Inc. (SLDP)
CIK: 0001844862
Period of Report: 2023-05-24

Reporting Person: ANDERSON ERIK J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-24 Common Stock A 59197 $0.00 Acquired 59197 Direct
2023-05-25 Common Stock S 1901 $2.10 Disposed 693900 Indirect

Footnotes

F1: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the 2021 Solid Power, Inc. Equity Incentive Plan) through such vesting date.

F2: By WRG DCRC, LLC ("WRG DCRC"), of which WestRiver Management, LLC ("WestRiver Management") is the sole managing member. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WRG DCRC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

F3: Represents 187,617 shares owned directly by WestRiver Management and 506,283 shares owned directly by WRG INV41, LLC ("WRG INV41"). WestRiver Management is the sole managing member of WRG INV41. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management and WRG INV41, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.