Solid Power, Inc. — Director's Dealing 2023

Jun 15, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Solid Power, Inc. (SLDP)
CIK: 0001844862
Period of Report: 2023-06-14

Reporting Person: Van Scoter John C. (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-14	Common Stock	A	1035276	—	Acquired	1035276	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-14	Stock Option (Right to Buy)	$2.35	A	1904016	Acquired	2033-06-14	Common Stock (1904016)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on June 14, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

F2: The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on June 14, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.