Solid Power, Inc. — Director's Dealing 2022

Feb 15, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Solid Power, Inc. (SDLP)
CIK: 0001844862
Period of Report: 2022-01-25

Reporting Person: LEUSCHEN DAVID M (10% Owner)
Reporting Person: LAPEYRE PIERRE F JR (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.0001 per share	8390000	Indirect
Common Stock, par value $0.0001 per share	6798303	Indirect
Common Stock, par value $0.0001 per share	485112	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants (right to buy)	$11.50		Common Stock, par value $0.0001 per share (7367353)		Indirect

Footnotes

F1: The warrants will expire on December 8, 2026, five years after the completion of the issuer's business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.

F2: Decarbonization Plus Acquisition Sponsor III LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Decarbonization Plus Acquisition Sponsor III LLC.

F3: REL Batavia Partnership, LP is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the sole members of the ultimate general partner of REL Batavia Partnership, LP.

F4: Riverstone SP Partners, LLC is the record holder of these securities. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the managing member of Riverstone SP Partners, LLC.

F5: Each of Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor III LLC, REL Batavia Partnership, LP and Riverstone SP Partners, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.