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Solid Power, Inc. Director's Dealing 2022

Jun 13, 2022

32430_dirs_2022-06-13_62edc666-3bbe-4fd2-8cd4-71d2ea5485e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Solid Power, Inc. (SLDP)
CIK: 0001844862
Period of Report: 2022-06-09

Reporting Person: Volta Energy Technologies, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-06-09 Common Stock S 20032 $7.0877 Disposed 12253237 Indirect
2022-06-10 Common Stock S 2116 $7.0044 Disposed 12251121 Indirect
2022-06-09 Common Stock S 15916 $7.0877 Disposed 2435877 Indirect
2022-06-10 Common Stock S 1681 $7.0044 Disposed 2434196 Indirect
2022-06-09 Common Stock S 2873 $7.0877 Disposed 3171872 Indirect
2022-06-10 Common Stock S 303 $7.0044 Disposed 3171569 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.21, inclusive. The reporting person undertakes to provide to Solid Power, Inc., any security holder of Solid Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2: Securities owned directly by Volta SPV SPW, LLC ("Volta SPV"). The Reporting Person is the Managing member of Volta SPV.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.03, inclusive.

F4: Securities owned by Volta Energy Storage Fund I, LP ("VESF"). The General Partner of VESF, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.

F5: Securities owned by Volta SPW Co-investment, LP ("Volta Co-Invest"). The General Partner of Volta Co-invest, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.