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Solid Power, Inc. — Director's Dealing 2022
Jun 28, 2022
32430_dirs_2022-06-28_a5cc98f7-882e-49a9-ac54-fbcc52fa8782.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Solid Power, Inc. (SLDP)
CIK: 0001844862
Period of Report: 2022-06-24
Reporting Person: Volta Energy Technologies, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-24 | Common Stock | S | 235853 | $6.2501 | Disposed | 12015268 | Indirect |
| 2022-06-24 | Common Stock | S | 187402 | $6.2501 | Disposed | 2246794 | Indirect |
| 2022-06-24 | Common Stock | S | 33824 | $6.2501 | Disposed | 3137745 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.50, inclusive. The reporting person undertakes to provide to Solid Power, Inc., any security holder of Solid Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
F2: Securities owned directly by Volta SPV SPW, LLC ("Volta SPV"). The Reporting Person is the Managing member of Volta SPV.
F3: Securities owned by Volta Energy Storage Fund I, LP ("VESF"). The General Partner of VESF, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.
F4: Securities owned by Volta SPW Co-investment, LP ("Volta Co-Invest"). The General Partner of Volta Co-invest, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.