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SOLESENCE, INC. Director's Dealing 2024

Sep 25, 2024

33563_dirs_2024-09-25_928a1fda-5e1f-4f43-bf40-82566d745ed3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2024-09-24

Reporting Person: JANKOWSKI JESS (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-24 Common Stock M 81000 $0.444 Acquired 207450 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-09-24 Common Stock (right to purchase) $0.44 D 81000 Disposed 2025-02-18 Common Stock (81000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock (right to purchase) $0.42 2026-02-23 Common Stock (69000) 69000 Direct
Common Stock (right to purchase) $0.68 2027-02-21 Common Stock (81000) 81000 Direct
Common Stock (right to purchase) $0.82 2028-05-23 Common Stock (90000) 90000 Direct
Common Stock (right to purchase) $0.51 2029-05-22 Common Stock (16500) 16500 Direct
Common Stock (right to purchase) $0.45 2027-06-18 Common Stock (90000) 90000 Direct
Common Stock (right to purchase) $4.17 2028-12-28 Common Stock (90000) 90000 Direct
Common Stock (right to purchase) $1.165 2029-12-20 Common Stock (72000) 72000 Direct
Common Stock (right to purchase) $0.61 2030-12-27 Common Stock (12600) 12600 Direct

Footnotes

F1: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.