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SOLESENCE, INC. Director's Dealing 2023

May 19, 2023

33563_dirs_2023-05-19_b050b2d2-2509-4c90-ac7b-6adbf49ef206.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2023-05-17

Reporting Person: WHITMORE BRADFORD T (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-17 Common Stock P 53040 $0.7715 Acquired 30290771 Direct
2023-05-18 Common Stock P 8200 $1.0416 Acquired 30298971 Direct
2023-05-19 Common Stock P 5650 $1.1924 Acquired 30304621 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 601410 Indirect
Common Stock 51454 Indirect

Footnotes

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5798 to $1.0279. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.0 to $1.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1532 to $1.2027. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

F4: As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.