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SOLESENCE, INC. — Director's Dealing 2023
May 19, 2023
33563_dirs_2023-05-19_b050b2d2-2509-4c90-ac7b-6adbf49ef206.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2023-05-17
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-17 | Common Stock | P | 53040 | $0.7715 | Acquired | 30290771 | Direct |
| 2023-05-18 | Common Stock | P | 8200 | $1.0416 | Acquired | 30298971 | Direct |
| 2023-05-19 | Common Stock | P | 5650 | $1.1924 | Acquired | 30304621 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 601410 | Indirect |
| Common Stock | 51454 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5798 to $1.0279. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.0 to $1.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1532 to $1.2027. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F4: As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.