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SOLESENCE, INC. Director's Dealing 2023

Dec 29, 2023

33563_dirs_2023-12-29_8eb3cf4c-48af-4937-8bef-c0a29e2eb150.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2023-12-27

Reporting Person: Beres Laura M (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-27 Common Stock (option to purchase) $0.61 A 12600 Acquired 2030-12-27 Common Stock (12600) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock (option to purchase) $0.62 2027-10-28 Common Stock (10000) 10000 Direct
Common Stock (option to purchase) $4.17 2028-12-28 Common Stock (15000) 15000 Direct
Common Stock (option to purchase) $1.165 2029-12-20 Common Stock (15000) 15000 Direct

Footnotes

F1: Beginning on this date, and subject to certain restrictions, options vest in three equal annual installments.