SOLESENCE, INC. — Director's Dealing 2022

Jun 17, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2022-06-13

Reporting Person: JANKOWSKI JESS (Director, President, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-06-13	Common Stock	M	7800	$0.30	Acquired	66800	Direct
2022-06-13	Common Stock	S	7800	$3.00	Disposed	59000	Direct
2022-06-15	Common Stock	M	12485	$0.30	Acquired	71485	Direct
2022-06-15	Common Stock	S	12485	$3.00	Disposed	59000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-06-13	Common Stock (right to purchase)	$0.30	M	7800	Disposed	2022-08-07	Common Stock (63845)	Direct
2022-06-15	Common Stock (right to purchase)	$0.30	M	12485	Disposed	2022-08-07	Common Stock (56045)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1000	Indirect
Common Stock	59000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock (right to purchase)	$0.415	2023-02-14	Common Stock (90000)	90000	Direct
Common Stock (right to purchase)	$0.52	2024-02-13	Common Stock (90000)	90000	Direct
Common Stock (right to purchase)	$0.44	2025-02-18	Common Stock (81000)	81000	Direct
Common Stock (right to purchase)	$0.42	2026-02-23	Common Stock (69000)	69000	Direct
Common Stock (right to purchase)	$0.68	2027-02-21	Common Stock (81000)	81000	Direct
Common Stock (right to purchase)	$0.82	2028-05-23	Common Stock (90000)	90000	Direct
Common Stock (right to purchase)	$0.51	2029-05-22	Common Stock (16500)	16500	Direct
Common Stock (right to purchase)	$0.45	2027-06-18	Common Stock (90000)	90000	Direct
Common Stock (right to purchase)	$4.17	2028-12-28	Common Stock (90000)	90000	Direct

Footnotes

F1: This transaction was communicated to the reporting person on June 17th due to a clerical error.

F2: These options were set to expire on 08/07/2022. Under the Company's Policy on Insider Trading, all Nanophase employees will enter a blackout period on 06/25/2022, which will not end until three working days after the Company releases Q22022 earnings.

F3: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

F4: Subject to certain restrictions, beginning on this date, options vest in three equal installments.

F5: Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.