AI assistant
SOLESENCE, INC. — Director's Dealing 2022
Nov 18, 2022
33563_dirs_2022-11-18_05c3064c-1336-4307-ac56-a52edaa43237.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2022-11-16
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-16 | Common Stock | P | 12625 | $1.399 | Acquired | 29637915 | Direct |
| 2022-11-17 | Common Stock | P | 47160 | $1.3799 | Acquired | 29685075 | Direct |
| 2022-11-18 | Common Stock | P | 73400 | $1.4 | Acquired | 29758475 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 601410 | Indirect |
| Common Stock | 51454 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.395 to $1.40. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4: As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.