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SOLESENCE, INC. — Director's Dealing 2022
Dec 8, 2022
33563_dirs_2022-12-08_f3234c0a-76ca-4448-80b9-ab6ed2da9cfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2022-12-06
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-06 | Common Stock | P | 86318 | $1.22 | Acquired | 29844793 | Direct |
| 2022-12-07 | Common Stock | P | 450 | $1.17 | Acquired | 29845243 | Direct |
| 2022-12-08 | Common Stock | P | 92000 | $1.1634 | Acquired | 29937243 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 601410 | Indirect |
| Common Stock | 51454 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1503 to $1.2069. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F2: As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.