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SOLESENCE, INC. Director's Dealing 2021

Dec 23, 2021

33563_dirs_2021-12-23_c16eca66-63e4-426b-bb7a-9848edc30ed4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2021-12-21

Reporting Person: WHITMORE BRADFORD T (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-21 Common Stock S 7731573 $4.1856 Disposed 21893717 Direct
2021-12-21 Common Stock P 7731573 $4.1856 Acquired 7731573 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 601410 Indirect
Common Stock 51454 Indirect

Footnotes

F1: As sole manager and sole voting member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 7,731,573 shares of Common Stock.

F2: As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.