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SOLESENCE, INC. Director's Dealing 2021

Dec 30, 2021

33563_dirs_2021-12-30_2f7ef49b-cb91-42da-89c2-fb318d0cd6d1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2021-12-28

Reporting Person: Beres Laura M (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-28 Common Stock (option to purchase) $4.17 A 15000 Acquired 2028-12-28 Common Stock (15000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock (option to purchase) $0.62 2027-10-28 Common Stock (10000) 10000 Direct

Footnotes

F1: Beginning on this date, and subject to certain restrictions, options vest in three equal annual installments.