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SOLESENCE, INC. — Director's Dealing 2019
May 15, 2019
33563_dirs_2019-05-15_8a37fb3a-c26d-4bd8-b2c0-72edb32c82a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2019-05-13
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-13 | Common Stock | P | 4189000 | $0.4 | Acquired | 17096435 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2433300 | Indirect |
| Common Stock | 601410 | Indirect |
| Common Stock | 51454 | Indirect |
Footnotes
F1: As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 2,433,300 shares of Common Stock.
F2: As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.
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