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SOLESENCE, INC. Director's Dealing 2019

May 30, 2019

33563_dirs_2019-05-30_0d559e74-ae59-4d7c-b077-35f9c712fa54.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2019-05-22

Reporting Person: JANKOWSKI JESS (Director, President, CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-22 Common Stock (right to purchase) $0.51 A 16500 Acquired 2029-05-22 Common Stock (16500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect
Common Stock 59000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock (right to purchase) $1.02 2019-05-04 Common Stock (30000) 30000 Direct
Common Stock (right to purchase) $1.70 2020-05-03 Common Stock (27000) 27000 Direct
Common Stock (right to purchase) $1.26 2021-05-02 Common Stock (85000) 85000 Direct
Common Stock (right to purchase) $0.30 2022-08-07 Common Stock (98000) 98000 Direct
Common Stock (right to purchase) $0.415 2023-02-14 Common Stock (90000) 90000 Direct
Common Stock (right to purchase) $0.52 2024-02-13 Common Stock (90000) 90000 Direct
Common Stock (right to purchase) $0.44 2025-02-18 Common Stock (81000) 81000 Direct
Common Stock (right to purchase) $0.42 2026-02-23 Common Stock (69000) 69000 Direct
Common Stock (right to purchase) $0.68 2027-02-21 Common Stock (81000) 81000 Direct
Common Stock (right to purchase) $0.82 2028-05-23 Common Stock (90000) 90000 Direct

Footnotes

F1: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

F2: Subject to certain restrictions, beginning on this date, options vest in three equal installments.

F3: Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.