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SOLESENCE, INC. Director's Dealing 2016

Feb 24, 2016

33563_dirs_2016-02-24_8a1f02cb-9a5d-44d4-8b5b-59cef57ad14e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2016-02-23

Reporting Person: TYLER W EDWIN (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-23 Common Stock (right to buy) $0.42 A 9720 Acquired 2026-02-23 common stock (9720) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common stock (right to buy) $1.19 2021-01-12 common stock (10000) 10000 Direct
Common stock (right to buy) $0.30 2022-08-07 common stock (10000) 10000 Direct
Common stock (right to buy) $0.415 2023-02-14 common stock (12000) 12000 Direct
Common Stock (right to buy) $0.52 2024-02-13 common stock (12000) 12000 Direct
Common Stock (right to buy) $0.44 2025-02-18 common stock (10800) 10800 Direct

Footnotes

F1: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.