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SOLESENCE, INC. Director's Dealing 2016

Jun 8, 2016

33563_dirs_2016-06-08_684c839e-7c69-4e7e-bf7a-2c12c5eb55fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2016-06-07

Reporting Person: WHITMORE BRADFORD T (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-07 Common Stock P 10000 $0.55 Acquired 10354557 Direct
2016-06-07 Common Stock P 13600 $0.55 Acquired 10368157 Direct
2016-06-07 Common Stock P 6400 $0.5499 Acquired 10374557 Direct
2016-06-07 Common Stock P 200 $0.53 Acquired 10374757 Direct

Footnotes

F1: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,374,757 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and General Partner of Grace Investments, Ltd. of 601,410 shares.