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SOLESENCE, INC. — Director's Dealing 2016
Jun 8, 2016
33563_dirs_2016-06-08_684c839e-7c69-4e7e-bf7a-2c12c5eb55fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2016-06-07
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-07 | Common Stock | P | 10000 | $0.55 | Acquired | 10354557 | Direct |
| 2016-06-07 | Common Stock | P | 13600 | $0.55 | Acquired | 10368157 | Direct |
| 2016-06-07 | Common Stock | P | 6400 | $0.5499 | Acquired | 10374557 | Direct |
| 2016-06-07 | Common Stock | P | 200 | $0.53 | Acquired | 10374757 | Direct |
Footnotes
F1: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,374,757 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and General Partner of Grace Investments, Ltd. of 601,410 shares.
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