SOLESENCE, INC. — Director's Dealing 2016

Nov 15, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES Corp (NANX)
CIK: 0000883107
Period of Report: 2016-11-11

Reporting Person: WHITMORE BRADFORD T (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-11	Common Stock	P	5228	$0.65	Acquired	10379985	Direct
2016-11-11	Common Stock	P	10000	$0.645	Acquired	10389985	Direct
2016-11-11	Common Stock	P	10000	$0.6439	Acquired	10399985	Direct
2016-11-11	Common Stock	P	1000	$0.64	Acquired	10400985	Direct
2016-11-11	Common Stock	P	1250	$0.624	Acquired	10402235	Direct
2016-11-11	Common Stock	P	5200	$0.6	Acquired	10407435	Direct

Footnotes

F1: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,407,435 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd. of 601,410 shares.