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SOLESENCE, INC. — Director's Dealing 2013
May 31, 2013
33563_dirs_2013-05-31_fd5df40d-dd6e-4a2c-9aa6-e020a7704aef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2013-05-30
Reporting Person: CESARIO FRANK (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-30 | Common Stock | P | 450 | $0.45 | Acquired | 30450 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (right to buy) | $1.07 | 2019-06-24 | Common Stock (20000) | 20000 | Direct |
| Common Stock (right to buy) | $1.70 | 2020-05-03 | Common Stock (20000) | 20000 | Direct |
| Common Stock (right to buy) | $1.26 | 2021-05-02 | Common Stock (31000) | 31000 | Direct |
| Common Stock (right to buy) | $0.30 | 2022-08-07 | Common Stock (41000) | 41000 | Direct |
| Common Stock (right to buy) | $0.415 | 2023-02-14 | Common Stock (39000) | 39000 | Direct |
Footnotes
F1: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
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