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SOLESENCE, INC. — Director's Dealing 2012
May 29, 2012
33563_dirs_2012-05-29_efec93aa-422f-4704-8d5a-40e8aa8d0445.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2012-05-29
Reporting Person: CESARIO FRANK (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-29 | Common Stock | P | 6153 | $0.40 | Acquired | 6153 | Direct |
| 2012-05-29 | Common Stock | P | 11257 | $0.42 | Acquired | 17410 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (right to buy) | $1.07 | 2019-06-24 | Common Stock (20000) | 20000 | Direct |
| Common Stock (right to buy) | $1.70 | 2020-05-03 | Common Stock (20000) | 20000 | Direct |
| Common Stock (right to buy) | $1.26 | 2021-05-02 | Common Stock (31000) | 31000 | Direct |
Footnotes
F1: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
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