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SOLESENCE, INC. Director's Dealing 2011

Nov 8, 2011

33563_dirs_2011-11-08_daec38c2-c21e-4db1-9cf1-e40e24b8ddcf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2011-11-04

Reporting Person: WHITMORE BRADFORD T (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-11-04 Common Stock P 28450 $0.5 Acquired 1042837 Direct
2011-11-04 Common Stock P 100 $0.4998 Acquired 1042937 Direct
2011-11-07 Common Stock P 12400 $0.505 Acquired 1055337 Direct
2011-11-08 Common Stock P 25451 $0.495 Acquired 1080788 Direct

Footnotes

F1: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 1,080,788 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd., of 3,573,920 shares, and General Partner of Grace Investments, Ltd., of 300,000 shares.