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SOLESENCE, INC. — Director's Dealing 2011
Dec 21, 2011
33563_dirs_2011-12-21_e2df0b7e-929a-4821-8bdb-d09f9bed159b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2011-12-07
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-07 | Common Stock | P | 300 | $0.4395 | Acquired | 1152183 | Direct |
| 2011-12-07 | Common Stock | P | 10000 | $0.45 | Acquired | 1162183 | Direct |
| 2011-12-08 | Common Stock | P | 10077 | $0.44 | Acquired | 1172260 | Direct |
| 2011-12-09 | Common Stock | P | 100 | $0.4497 | Acquired | 1172360 | Direct |
| 2011-12-09 | Common Stock | P | 100 | $0.4498 | Acquired | 1172460 | Direct |
| 2011-12-09 | Common Stock | P | 100 | $0.4499 | Acquired | 1172560 | Direct |
| 2011-12-09 | Common Stock | P | 7949 | $0.45 | Acquired | 1180509 | Direct |
Footnotes
F1: As a result of the transactions reported herein, Bradford T. Whitmore owns 1,180,509 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd., of 3,573,920 shares, and General Partner of Grace Investments, Ltd., of 300,000 shares.
F2: This Form 4 is filed as an amendment to the Form 4 filed on December 9, 2011.
F3: The transaction date was incorrectly reported as 10/07/2011. The date is amended to 12/07/2011.
F4: The transaction date was incorrectly reported as 10/08/2011. The date is amended to 12/08/2011.
F5: The transaction date was incorrectly reported as 10/09/2011. The date is amended to 12/09/2011.