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SOLESENCE, INC. — Director's Dealing 2008
Mar 5, 2008
33563_dirs_2008-03-05_6d661a4b-a58a-473f-85b3-356f5eb52ea0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2008-03-04
Reporting Person: Wenta Kevin J (Executive VP, Sales&Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-03-04 | Common Stock | P | 600 | $3.20 | Acquired | 5600 | Direct |
| 2008-03-04 | Common Stock | P | 1000 | $3.2499 | Acquired | 6600 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (right to buy) | $5.72 | 2017-01-08 | Common Stock (75000) | 75000 | Direct |
| Common Stock (right to buy) | $4.48 | 2017-11-06 | Common Stock (16000) | 16000 | Direct |
Footnotes
F1: Subject to certain restrictions, beginning on this date, options vest in five equal installments.
F2: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
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