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SOLESENCE, INC. — Director's Dealing 2008
Mar 17, 2008
33563_dirs_2008-03-17_9376b1b0-cd12-47af-9cd1-f7fab49ef5c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2008-03-13
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Reporting Person: SPURGEON CORP (10% Owner)
Reporting Person: GRACE BROTHERS LTD (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-03-13 | Common Stock | P | 1900 | $3.3 | Acquired | 3964820 | Indirect |
| 2008-03-13 | Common Stock | P | 300 | $3.3167 | Acquired | 3965120 | Indirect |
| 2008-03-13 | Common Stock | P | 800 | $3.32 | Acquired | 3965920 | Indirect |
| 2008-03-13 | Common Stock | P | 300 | $3.33 | Acquired | 3966220 | Indirect |
| 2008-03-13 | Common Stock | P | 1400 | $3.34 | Acquired | 3967620 | Indirect |
| 2008-03-14 | Common Stock | P | 400 | $3.21 | Acquired | 3968020 | Indirect |
| 2008-03-14 | Common Stock | P | 1100 | $3.22 | Acquired | 3969120 | Indirect |
Footnotes
F1: As General Partner of Grace Brothers, Ltd. which owns 3,969,120 shares (after purchases through March 17, 2008) and as General Partner of Grace Investments, Ltd. which owns 300,000 shares, Bradford T. Whitmore is an indirect beneficial owner. As General Partner of Grace Brothers, Ltd. and as General Partner of Grace Investments, Ltd., Spurgeon Corporation is an indirect beneficial owner.
F2: Bradford T. Whitmore directly owns 272,812 shares.