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SOLESENCE, INC. — Director's Dealing 2008
Jul 28, 2008
33563_dirs_2008-07-28_180d8419-14bf-4105-8e39-d59c72cabd25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2008-07-24
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Reporting Person: SPURGEON CORP (10% Owner)
Reporting Person: GRACE BROTHERS LTD (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-07-24 | Common Stock | P | 9900 | $2.0182 | Acquired | 4619851 | Indirect |
Footnotes
F1: As General Partner of Grace Brothers, Ltd. which owns 4,047,039 shares (after purchases through July 28, 2008) and as General Partner of Grace Investments, Ltd. which owns 300,000 shares, Bradford T. Whitmore is an indirect beneficial owner. As General Partner of Grace Brothers, Ltd. and as General Partner of Grace Investments, Ltd., Spurgeon Corporation is an indirect beneficial owner.
F2: Bradford T. Whitmore directly owns 272,812 shares.
F3: The reported price in Column 4 is a weighted average purchase price. The prices actually received range from $2.00 to $2.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.