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SOLESENCE, INC. — Director's Dealing 2008
Oct 1, 2008
33563_dirs_2008-10-01_90c757ba-a8c3-4469-ae7a-8888062c33d2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2008-09-25
Reporting Person: Murray Patrick G (VP Research & Development)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 750 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (right to buy) | $6.65 | 2012-01-03 | Common Stock (2400) | Direct | |
| Common Stock (right to buy) | $5.55 | 2014-10-11 | Common Stock (3000) | Direct | |
| Common Stock (right to buy) | $6.03 | 2015-09-27 | Common Stock (3000) | Direct | |
| Common Stock (right to buy) | $6.01 | 2016-09-27 | Common Stock (9000) | Direct | |
| Common Stock (right to buy) | $4.48 | 2017-11-06 | Common Stock (9000) | Direct | |
| Common Stock (right to buy) | $3.14 | 2018-05-12 | Common Stock (16000) | Direct |
Footnotes
F1: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
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