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SOLESENCE, INC. — Director's Dealing 2008
Dec 15, 2008
33563_dirs_2008-12-15_1af6800b-8a44-4190-9ac2-010815fc3ebe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2008-12-11
Reporting Person: WHITMORE BRADFORD T (10% Owner)
Reporting Person: SPURGEON CORP (10% Owner)
Reporting Person: GRACE BROTHERS LTD (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-12-11 | Common Stock | P | 200 | $0.81 | Acquired | 4997937 | Indirect |
| 2008-12-11 | Common Stock | P | 1720 | $0.82 | Acquired | 4999657 | Indirect |
| 2008-12-12 | Common Stock | P | 900 | $0.8099 | Acquired | 5000557 | Indirect |
| 2008-12-12 | Common Stock | P | 300 | $0.81 | Acquired | 5000857 | Indirect |
| 2008-12-12 | Common Stock | P | 3900 | $0.8299 | Acquired | 5004757 | Indirect |
| 2008-12-12 | Common Stock | P | 3620 | $0.83 | Acquired | 5008377 | Indirect |
| 2008-12-12 | Common Stock | P | 200 | $0.835 | Acquired | 5008577 | Indirect |
| 2008-12-12 | Common Stock | P | 3500 | $0.8399 | Acquired | 5012077 | Indirect |
| 2008-12-12 | Common Stock | P | 100 | $0.84 | Acquired | 5012177 | Indirect |
| 2008-12-12 | Common Stock | P | 10542 | $0.85 | Acquired | 5022719 | Indirect |
| 2008-12-12 | Common Stock | P | 3300 | $0.93 | Acquired | 5026019 | Indirect |
| 2008-12-12 | Common Stock | P | 1000 | $0.9399 | Acquired | 5027019 | Indirect |
| 2008-12-12 | Common Stock | P | 8800 | $0.94 | Acquired | 5035819 | Indirect |
| 2008-12-12 | Common Stock | P | 5631 | $0.95 | Acquired | 5041450 | Indirect |
| 2008-12-12 | Common Stock | P | 100 | $0.96 | Acquired | 5041550 | Indirect |
| 2008-12-12 | Common Stock | P | 2784 | $0.97 | Acquired | 5044334 | Indirect |
| 2008-12-12 | Common Stock | P | 5900 | $0.98 | Acquired | 5050234 | Indirect |
| 2008-12-12 | Common Stock | P | 6318 | $0.99 | Acquired | 5056552 | Indirect |
| 2008-12-15 | Common Stock | P | 100 | $1.01 | Acquired | 5056652 | Indirect |
| 2008-12-15 | Common Stock | P | 4717 | $1.0331 | Acquired | 5061369 | Indirect |
| 2008-12-15 | Common Stock | P | 8800 | $1.05 | Acquired | 5070169 | Indirect |
Footnotes
F1: As General Partner of Grace Brothers, Ltd. which owns 4,383,763 shares and as General Partner of Grace Investments, Ltd. which owns 300,000 shares, Bradford T. Whitmore is an indirect beneficial owner.
F2: Bradford T. Whitmore directly owns 386,406 shares of common stock.
F3: As General Partner of Grace Brothers, Ltd. which owns 4,383,763 shares and as General Partner of Grace Investments, Ltd. which owns 300,000 shaers, Spurgeon Corporation is an indirect benenficial owner.