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SOLESENCE, INC. — Director's Dealing 2007
Dec 13, 2007
33563_dirs_2007-12-13_aff14a06-c23e-4a79-8121-4bf6ce53a2db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOPHASE TECHNOLOGIES CORPORATION (NANX)
CIK: 0000883107
Period of Report: 2007-12-12
Reporting Person: Wenta Kevin J (Executive VP, Sales&Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-12 | Common Stock | P | 1000 | $3.50 | Acquired | 1000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (right to buy) | $5.72 | 2017-01-08 | Common Stock (75000) | 75000 | Direct |
| Common Stock (right to buy) | $4.48 | 2017-11-06 | Common Stock (16000) | 16000 | Direct |
Footnotes
F1: Subject to certain restrictions, beginning on this date, options vest in five equal installments.
F2: Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
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