SolarMax Technology, Inc. — Director's Dealing 2024

Feb 21, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SolarMax Technology, Inc. (SMXT)
CIK: 0001519472
Period of Report: 2024-02-12-05:00

Reporting Person: Brown Stephen P (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.001 per share	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$5.01		Common Stock (199736)		Direct

Footnotes

F1: The stock option is a non-qualified stock option granted pursuant to the Company's 2016 Equity Incentive Plan, and is exercisable as to 149,802 shares and becomes exercisable as to the remaining shares on the closing date of the Company's initial public offering. The option expires on April 30, 2027.