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Solana Co — Director's Dealing 2021
Apr 5, 2021
32724_dirs_2021-04-05_c6785b76-6608-464e-8681-8928970f7cd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)
CIK: 0001610853
Period of Report: 2021-04-01
Reporting Person: LaViscount Joyce N (CFO and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Class A Common Stock | A | 5337 | $0.00 | Acquired | 9576 | Direct |
| 2021-04-01 | Class A Common Stock | A | 2668 | $0.00 | Acquired | 12244 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Employee Stock Option (Right to Buy) | $17.80 | A | 3490 | Acquired | 2031-04-01 | Class A Common Stock (3490) | Direct |
Footnotes
F1: Grant to the Reporting Person of a stock award under the Issuer's 2018 Omnibus Incentive Plan.
F2: Grant to the Reporting Person of Restricted Stock Units under the Issuer's 2018 Omnibus Incentive Plan. The shares will vest on October 2, 2021.
F3: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of four (4) successive equal annual installments beginning on April 1, 2022.
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