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Solana Co Director's Dealing 2019

Dec 16, 2019

32724_dirs_2019-12-16_45937da7-a9e4-47eb-b473-824d998227e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)
CIK: 0001610853
Period of Report: 2019-12-07

Reporting Person: Sackier Jonathan (Chief Medical Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-07 Employee Stock Option (Right to Buy) $12.72 D 80000 Disposed 2019-12-08 Class A Common Stock (80000) Direct
2019-12-07 Employee Stock Option (Right to Buy) $12.72 A 80000 Acquired 2024-12-08 Class A Common Stock (80000) Direct
2019-12-07 Employee Stock Option (Right to Buy) $5.35 D 120000 Disposed 2020-07-13 Class A Common Stock (120000) Direct
2019-12-07 Employee Stock Option (Right to Buy) $5.35 A 120000 Acquired 2026-07-13 Class A Common Stock (120000) Direct

Footnotes

F1: These two reported transactions involved an amendment of an outstanding option originally granted on December 8, 2014 resulting in the deemed cancellation of the December 8, 2014 option and the grant of a replacement option with the same terms other than the expiration date.

F2: Immediately exercisable.

F3: These two reported transactions involved an amendment of an outstanding option originally granted on July 13, 2016 resulting in the deemed cancellation of the July 13, 2016 option and the grant of a replacement option with the same terms other than the expiration date.