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Solana Co Director's Dealing 2017

Apr 19, 2017

32724_dirs_2017-04-19_be3821c5-fd6e-438d-9c04-d71b3ab33a95.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)
CIK: 0001610853
Period of Report: 2017-04-17

Reporting Person: GRIFFIN THOMAS E (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-17 Stock Option (Right to Buy) $1.63 A 100000 Acquired 2027-04-17 Class A Common Stock (100000) Direct

Footnotes

F1: Translated into US dollars from Canadian dollars based on buying rate from Federal Reserve Bank. USD $1.0000 = CAD $1.3277 on April 17, 2017; based on exercise price of CAD $2.16

F2: Grant to the Reporting Person of a stock option under the Issuer's 2014 Stock Incentive Plan. The shares vest over four years with 25% of the shares vesting on April 17, 2018 and the remaining shares vesting annually in three equal installments on April 17, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each applicable vesting date.