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Solana Co Director's Dealing 2017

Nov 13, 2017

32724_dirs_2017-11-13_8462419c-7fbc-4686-af58-8ab7d57087bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)
CIK: 0001610853
Period of Report: 2017-11-09

Reporting Person: ANDREEFF DANE (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-09 Class A Common Stock P 33097 $2.704 Acquired 1285746 Indirect
2017-11-09 Class A Common Stock P 7293 $2.704 Acquired 281405 Indirect
2017-11-09 Class A Common Stock P 19610 $2.704 Acquired 671317 Indirect
2017-11-10 Class A Common Stock P 45233 $2.5914 Acquired 1330979 Indirect
2017-11-10 Class A Common Stock P 9967 $2.5914 Acquired 291372 Indirect
2017-11-10 Class A Common Stock P 26800 $2.5914 Acquired 698117 Indirect
2017-11-13 Class A Common Stock P 13790 $2.225 Acquired 1344769 Indirect
2017-11-13 Class A Common Stock P 3039 $2.225 Acquired 294411 Indirect
2017-11-13 Class A Common Stock P 8171 $2.225 Acquired 706288 Indirect

Footnotes

F1: The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP, and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

F2: The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I, and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

F3: The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I, and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.