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Solana Co — Director's Dealing 2017
Dec 26, 2017
32724_dirs_2017-12-26_ccca5f5c-ef17-4aa5-90c4-c06070469eae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)
CIK: 0001610853
Period of Report: 2017-12-22
Reporting Person: LaViscount Joyce N (CFO and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-22 | Class A Common Stock | P | 79082 | $1.96 | Acquired | 129306 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-22 | Warrant (Right to Buy) | $2.45 | P | 79082 | Acquired | 2020-12-22 | Class A Common Stock (79082) | Direct |
Footnotes
F1: The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $1.96.
F2: Immediately exercisable.
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