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Solana Co — Director's Dealing 2016
Apr 20, 2016
32724_dirs_2016-04-20_dc3419b2-5e0b-4d4f-ac2e-ae55ba81f8a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)
CIK: 0001610853
Period of Report: 2016-04-18
Reporting Person: Deschamps Philippe (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-18 | Class A Common Stock, Without Par Value | A | 50186 | — | Acquired | 54886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-05 | Warrant | $ | A | 25093 | Acquired | 2019-04-18 | Class A Common Stock (25093) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, Without Par Value | 3207005.2 | Indirect |
Footnotes
F1: The reported securities are included within 50,186 Units purchased by the reporting person for $.77 per Unit. Each Unit consists of one share of common stock and one half warrant. Each full warrant gives the holder the right to purchase one share of common stock. Translated into U.S. dollars from Canadian dollars based on the noon buying rate from the Federal Reserve Bank of USD$1.00 = CAD$1.3047 on April 1, 2016, based on a price of CAD$1.00.
F2: Represents shares directly held by MPJ Healthcare, LLC ("MPJ"). The Reporting Person is a member of MPJ.
F3: Translated into U.S. dollars from Canadian dollars based on the noon buying rate from the Federal Reserve Bank of USD$1.00 = CAD$1.3047 on April 1, 2016, based on a warrant exercise price of CAD$1.50.