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SoFi Technologies, Inc. — Director's Dealing 2026
Jan 17, 2026
30151_dirs_2026-01-16_d0b2aff7-af06-49e3-bbaa-bc85b08e2be0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2026-01-14
Reporting Person: Lavet Robert S (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 41905 | Direct |
| Common Stock | 12172 | Indirect |
| Common Stock | 2210 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (5149) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (2823) | Direct |
Footnotes
F1: The shares are held by the Robert S. Lavet Trust.
F2: The shares are held by the Robert S. Lavet Trust and the Lorraine Lavet Trust as joint tenants in common.
F3: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person, in his capacity as a non-employee director of SoFi Bank, N.A. ("SoFi Bank"), a subsidiary of the Issuer, prior to his current employment with the Issuer. The RSU award will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 9, 2025 (the "June Vesting Commencement Date") or (ii) the 12 month anniversary of the June Vesting Commencement Date.
F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F5: Represents shares issuable on settlement of RSUs granted to the Reporting Person, in his capacity as a non-employee director of SoFi Bank prior to his current employment with the Issuer. The RSU award will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 21, 2025 (the "July Vesting Commencement Date") or (ii) the 12 month anniversary of the July Vesting Commencement Date.