Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SoFi Technologies, Inc. Director's Dealing 2026

Jan 17, 2026

30151_dirs_2026-01-16_d0b2aff7-af06-49e3-bbaa-bc85b08e2be0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2026-01-14

Reporting Person: Lavet Robert S (General Counsel)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 41905 Direct
Common Stock 12172 Indirect
Common Stock 2210 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Common Stock (5149) Direct
Restricted Stock Unit $ Common Stock (2823) Direct

Footnotes

F1: The shares are held by the Robert S. Lavet Trust.

F2: The shares are held by the Robert S. Lavet Trust and the Lorraine Lavet Trust as joint tenants in common.

F3: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person, in his capacity as a non-employee director of SoFi Bank, N.A. ("SoFi Bank"), a subsidiary of the Issuer, prior to his current employment with the Issuer. The RSU award will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 9, 2025 (the "June Vesting Commencement Date") or (ii) the 12 month anniversary of the June Vesting Commencement Date.

F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F5: Represents shares issuable on settlement of RSUs granted to the Reporting Person, in his capacity as a non-employee director of SoFi Bank prior to his current employment with the Issuer. The RSU award will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 21, 2025 (the "July Vesting Commencement Date") or (ii) the 12 month anniversary of the July Vesting Commencement Date.