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SoFi Technologies, Inc. — Director's Dealing 2025
May 17, 2025
30151_dirs_2025-05-16_dd0a1bed-a9ab-4440-955c-8e18c447a385.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2025-05-14
Reporting Person: Schuppenhauer Eric (EVP GBUL Borrow)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-14 | Common Stock | M | 55730 | — | Acquired | 181929.81 | Direct |
| 2025-05-15 | Common Stock | F | 22989 | $13.632 | Disposed | 158940.81 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-14 | Restricted Stock Unit | $ | M | 55730 | Disposed | Common Stock (55730) | Direct |
Footnotes
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 27, 2024.