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SoFi Technologies, Inc. — Director's Dealing 2025
Aug 18, 2025
30151_dirs_2025-08-18_01c630d9-01c6-440b-95c9-c1f60b0a0867.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2025-08-14
Reporting Person: Schuppenhauer Eric (EVP GBUL Borrow)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-08-14 | Common Stock | M | 55731 | — | Acquired | 214671.81 | Direct |
| 2025-08-15 | Common Stock | F | 23354 | $22.849 | Disposed | 191317.81 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-08-14 | Restricted Stock Unit | $ | M | 55731 | Disposed | Common Stock (55731) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F4: Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on September 27, 2024.