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SoFi Technologies, Inc. — Director's Dealing 2025
Sep 18, 2025
30151_dirs_2025-09-17_f5c43cc2-9df3-4f0c-a960-8c066bc3305f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2025-09-15
Reporting Person: Keough Kelli (EVP, GBUL, SIPS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-15 | Common Stock | M | 82643 | — | Acquired | 317265 | Direct |
| 2025-09-15 | Common Stock | M | 26477 | — | Acquired | 343742 | Direct |
| 2025-09-15 | Common Stock | M | 13068 | — | Acquired | 356810 | Direct |
| 2025-09-16 | Common Stock | F | 61364 | $26.989 | Disposed | 295446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-15 | Restricted Stock Unit | $ | M | 82643 | Disposed | Common Stock (82643) | Direct | |
| 2025-09-15 | Restricted Stock Unit | $ | M | 26477 | Disposed | Common Stock (26477) | Direct | |
| 2025-09-15 | Restricted Stock Unit | $ | M | 13068 | Disposed | Common Stock (13068) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.