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SoFi Technologies, Inc. — Director's Dealing 2025
Sep 18, 2025
30151_dirs_2025-09-17_49a2b9eb-555a-4faa-9787-71a7d274c70a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2025-09-15
Reporting Person: Lapointe Christopher (CFO and PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-15 | Common Stock | M | 135248 | — | Acquired | 1574466 | Direct |
| 2025-09-15 | Common Stock | M | 6099 | — | Acquired | 1580565 | Direct |
| 2025-09-15 | Common Stock | F | 73965 | $26.55 | Disposed | 1506600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-15 | Restricted Stock Unit | $ | M | 135248 | Disposed | Common Stock (135248) | Direct | |
| 2025-09-15 | Restricted Stock Unit | $ | M | 6099 | Disposed | Common Stock (6099) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.