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SoFi Technologies, Inc. — Director's Dealing 2025
Nov 8, 2025
30151_dirs_2025-11-07_2e080651-2bbe-4c32-8f39-cd8cc942e140.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2025-11-05
Reporting Person: Noto Anthony (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-11-05 | Common Stock | M | 2142859 | — | Acquired | 12481628 | Direct |
| 2025-11-05 | Common Stock | F | 1133722 | $27.16 | Disposed | 11347906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-11-05 | Performance Stock Units | $ | M | 2142859 | Disposed | Common Stock (2142859) | Direct |
Footnotes
F1: Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.
F2: PSUs convert into common stock on a one-for-one basis.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.