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SoFi Technologies, Inc. — Director's Dealing 2025
Dec 17, 2025
30151_dirs_2025-12-17_27b80b38-fec3-453b-a3e2-a0ec70b61497.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2025-12-08
Reporting Person: Rishel Jeremy (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-08 | Common Stock | A | 1042.972 | $11.985 | Acquired | 761828.972 | Direct |
| 2025-12-15 | Common Stock | M | 271751 | — | Acquired | 1033579.972 | Direct |
| 2025-12-15 | Common Stock | M | 4792 | — | Acquired | 1038371.972 | Direct |
| 2025-12-16 | Common Stock | F | 151937 | $26.258 | Disposed | 886434.972 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-12-15 | Restricted Stock Unit | $ | M | 271751 | Disposed | Common Stock (271751) | Direct | |
| 2025-12-15 | Restricted Stock Unit | $ | M | 4792 | Disposed | Common Stock (4792) | Direct |
Footnotes
F1: Shares were acquired under the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan on December 8, 2025, in an exempt transaction pursuant to Rule 16(b)-3(d), paid for by contributions made during the six month period ended December 8, 2025.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F3: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.
F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2025.