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SoFi Technologies, Inc. — Director's Dealing 2024
Feb 9, 2024
30151_dirs_2024-02-08_f23b07bd-b264-43a8-954a-2ce6f067f004.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-02-06
Reporting Person: Lavet Robert S (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-06 | Common Stock | M | 24742 | $0.41 | Acquired | 1529741 | Direct |
| 2024-02-06 | Common Stock | F | 12724 | $7.81 | Disposed | 1517017 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-06 | Stock Options (right to buy) | $0.41 | M | 24742 | Disposed | 2024-02-12 | Common Stock (24742) | Direct |
Footnotes
F1: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F2: Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
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