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SoFi Technologies, Inc. Director's Dealing 2024

Mar 19, 2024

30151_dirs_2024-03-18_72cde187-0a65-4ba8-a701-6841ca1b8c31.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-03-14

Reporting Person: Noto Anthony (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-14 Common Stock M 824179 Acquired 8439341 Direct
2024-03-14 Common Stock F 434747 $7.38 Disposed 8004594 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-03-14 Restricted Stock Unit $ M 824179 Disposed Common Stock (824179) Direct

Footnotes

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, October 22, 2021 and March 22, 2023.