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SoFi Technologies, Inc. — Director's Dealing 2024
Apr 24, 2024
30151_dirs_2024-04-24_d2e9d66d-0483-4d6f-aa0b-37f69184eac4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-04-22
Reporting Person: SLTA IV (GP), L.L.C. (N/A)
Reporting Person: Silver Lake Group, L.L.C. (N/A)
Reporting Person: Silver Lake Technology Associates IV, L.P. (N/A)
Reporting Person: Silver Lake Partners IV, L.P. (N/A)
Reporting Person: Silver Lake Technology Investors IV (Delaware II), L.P. (N/A)
Reporting Person: Bingle Michael J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-22 | Series 1 Redeemable Preferred Stock | D | 224261 | $105.1027 | Disposed | 0 | Indirect |
| 2024-04-22 | Series 1 Redeemable Preferred Stock | D | 3739 | $105.1027 | Disposed | 0 | Indirect |
Footnotes
F1: On April 22, 2024, SoFi Technologies, Inc. (the "Issuer") issued notification of the redemption of shares of its Series 1 Redeemable Preferred Stock for $105.1027 per share, which payment will be made on May 29, 2024.
F2: These securities were directly owned by Silver Lake Partners IV, L.P. ("SLP IV").
F3: These securities were directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").
F4: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.